UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
The Company previously announced that Raj Kumar would be joining the Company as Executive Vice President and Chief Financial Officer in November 2021 as successor to William G. Harvey, who had previously announced his intention to retire. Effective November 29, 2021, Mr. Kumar joined the Company as Executive Vice President and Chief Financial Officer, and Mr. Harvey relinquished his title of Chief Financial Officer. Mr. Harvey will remain an Executive Vice President of the Company until his retirement date in early 2022 to ensure a smooth transition.
As previously disclosed, Mr. Kumar would have been eligible to receive additional restricted stock units if he had joined the Company prior to the scheduled vesting on October 28, 2021 of his prior employer’s stock grant and forfeited such prior employer shares, but he did not do so. Therefore, no additional restricted stock units will be granted.
Item 9.01. Financial Statements and Exhibits
EXHIBIT INDEX
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Description of Exhibit |
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99.1 |
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104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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KIRBY CORPORATION |
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Date: |
December 1, 2021 |
By: |
/s/ Amy D. Husted |
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Amy D. Husted |